HISTORY OF
COLLECTING AND
STUDYING JAPANESE SWORDS
(FROM
A GAIKOKUJIN’S PERSPECTIVE)
During the Meiji period, when Japan decided to adopt Western military and economic models, Japanese swords fittings and armour were rejected as being out-dated and inferior to Western weapons. This had been decisively demonstrated with the abortive revolution by Saigo Takamori and his Satsuma samurai, who were suppressed by a conscript army that were armed with modern weapons. The spirit of the samurai was not enough to overcome this advanced technology and their old weapons were largely rejected.

The statue of Saigo Takemori in Ueno Park
Western
countries had forced trading treaties onto Japan and “opened” the country in
spite of the shogunate policy of isolation that had been in place since the
early Tokugawa or Edo period. As part of this move, they had demanded the
opening of certain free ports such as Yokohama and Kobe. In these ports, known
as concession ports, Japanese law was suspended and that of the countries
concerned replaced it. Such manifestly unfair laws were greatly resented by the
Japanese government and added to the social unrest in the country. However, many
Europeans and Americans came into direct contact with both the samurai and their
formidable swords, sometimes with deadly consequences, but now they were
considered as outdated weapons.
Japanese
swords and fittings were crated up and sent to the docks for export. A brisk
trade in these curios soon meant that many items were being sent abroad by the
foreigners. Old blades were re-mounted into ornate lacquered saya (hama-mono)
especially for export and taken to the docks.
In
Europe especially, the arts of Japan became very fashionable, and important
artistic movements such as the French Impressionist painting school were
directly inspired by the wood block prints of Hokusai and Hiroshige, even though
these were only used as packing in crates! It was at this time in the Meiji
period that many of the large collections were put together in the West as
gentlemen collectors bought these “exotic weapons” from this “quaint
little backward country”. Some of these collections became huge, as the buyers
only needed to pay a fraction of the true value.
Many
years ago I was acquainted with an old gentleman who was in his nineties at the
time who recounted the story of a day spent in his youth at the East India Docks
in the east of London. Here he was watching a ship unload crates from the orient
using massive high cranes to do the job. One crate slipped and fell and its
contents were spilled over the dockside. This was not an uncommon occurrence as
it was considered by the dockers to be one of the perks of the job if they were
able help themselves to a few choice items. On this occasion, however, they were
not interested, as the entire crate contained only “Chinese belt-buckles”.
Of course, these were actually tsuba and my acquaintance managed that day to
begin, what was to become quite a sizeable tsuba collection!
It
has been speculated that the type of items collected at this time closely
reflected the national characteristics of the collectors. For instance the
Italians collected very ornate and decorative objects and the Germans bought
specific schools that they could efficiently classify into groups, whilst the
Americans bought everything, reflecting the multi-racial make up of that
country.
The
knowledge of the sword was not generally very high but these collectors often
had a good eye for quality as they were normally surrounded by good quality
objects in their every day lives. Some, however, managed to learn a lot about
the subject, often from swordsmiths who were still active or at least alive at
the time. Many of these more educated gentlemen wrote papers and gave lectures,
which are still around today and through the early part of the twentieth century
there was a considerable amount of translation from Japanese sources on the
subject of swords and armour.
For
obvious reasons, World War 2 and its aftermath caused an immediate decline in
the popularity of Japanese swords in the West, but at the same time many swords
came to the West as surrendered trophies. Most of these went to America or Great
Britain but all of the Allied powers received some swords from homecoming
troops. Indeed it is said that many now reside in the sea off the disembarkation
ports such as Liverpool as the troops feared they were illegally trying to bring
home unauthorised weapons! However, many swords found their way onto the walls
of the veteran’s homes or into regimental museums.
America
was especially lucky in this respect, as they were also the occupation forces in
Japan. As such, when the laws prohibiting the ownership and making of swords was
enacted there, many were able to acquire good old swords rather than just Gunto.
This meant that after the war, there were vast numbers of Japanese swords in
America. Both there and in Europe, for the few that were still interested in the
arts of the Japanese sword, it was again possible to form good collections at
very reasonable prices, largely due to the anti-Japanese feeling prevailing
immediately after the war.
As Japan recovered economically from the war and became a rich manufacturing country, there seems to have been a desire for Japan to buy back its cultural assets that had been so widely dispersed over the previous hundred years or so. This applied especially to Japanese swords and armour and during the 1970’s and 1980’s many sword dealers descended on Europe, America and Australia. They were able to offer what appeared to be extremely high prices for swords and as they were plentiful, many Western dealers did good business with them and made healthy profits. From a Western perspective, this meant that many important swords were lost to us as they returned home to Japan as most of the large collections that were formed in the 19th century were broken up and dispersed through the auction rooms of London and New York.

The Armoury, Thame, Oxfordshire UK, the collection of Sir Frank Bowden mostly sold in London during the early 1980’s and Sir Frank with his pet cheetah
This
heightened interest in the Japanese sword meant that many study clubs were
formed or that existing ones became more popular. The To-ken Society of Great
Britain, having been formed in the early 1960’s is the oldest in Europe,
whilst the national club, The Japan Sword Society of the US is similarly, the
largest in the U.S.A.. These organisations attempt to educate the members on the
subject as well as hold seminars and sword taikai. The luckiest have had
authoritative Japanese experts as their teachers, such as John Yumoto in the US
and Mishina Kenji in the UK. These clubs thrived and are still very active.
When Japan’s
“bubble economy” burst in 1989 the dealers from Japan stayed away from the
sales and business obviously became more difficult for the Western dealers that
had entirely based their business on supplying the Japanese market. It soon
became obvious that they needed to adapt to the change in circumstances or cease
trading in Japanese swords, fittings and armour. It was necessary for them to
pay far greater attention to their domestic markets and the needs of the
domestic collectors, which were not necessarily the same as those required by
their Japanese clientele. The average Western collector needs to understand
Japanese swords fully before he is likely to become a customer for the dealer.
Once having gained some knowledge then he can buy with a degree of confidence.
Many opportunities to see and handle swords are to be had at the large shows
devoted to the subject, both in America and Europe. Annual shows at San
Francisco, Tampa and Chicago are good examples of this both from a social and
educational standpoint.
It has always been difficult for the non-Japanese reader to access the invaluable information to be found in many books in Japan. The few English language books available are all rather basic, although invaluable in the earlier stages of collecting or studying the subject. Therefore, the translation of books such as Connoisseur’s Book of Japanese Swords by Nagayama Kokan and others, has been an amazing leap forward and raised standards to new heights of understanding. Add to this the access to top quality swords available to all, at events such as the annual NBTHK conventions, it may be seen that the study and understanding of Japanese swords by Westerners is in a healthy state. New technology has been quickly utilised with Internet web sites and discussion groups devoted to the subject of Japanese swords. There is even a reasonably healthy trade in swords on Internet based auctions.

Dai
Token Ichi sword show and sale in Tokyo and the Iida Koen stand
With
a better understanding of swords, the necessity for preservation immediately
becomes apparent. With fewer possibilities these days of making an overnight
fortune on swords, the emphasis may have shifted towards proper restoration by
Japanese artisans whether living in Japan or abroad. Primarily this means the
polishing of swords but also includes koshirae repairs, habaki making and
shira-saya making. Although these services have been available for many years,
now much of the secrecy and mystery has been removed as artisans, including
important swordsmiths themselves, visit foreign countries and form friendly
relationships with interested parties.
Today
there is considerable interest in shinsakuto which are seen as very healthy
swords and the quest to discover the secrets of the old masters of swordmaking
is watched with great interest in the West. Several well attended exhibitions
and displays of shinsakuto, often accompanied by the makers, have been held in
both Europe and the U.S.A. The key to all this is mutual understanding and
communication that can be best served by the free flow of information, whether
it is in the translation of more books, internet sites or whatever the future
holds. The Japanese sword society in the West is in a healthy state to progress
into the 21st century but still thirsts for knowledge and information
from Japan.
Clive Sinclaire
Published March 2001 edition – Token Shunju Press, Tokyo, Japan
Adapted for website and illustrated, May 2008